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Electrochemical characteristics of the n+-type GaAs substrate in HCl electrolyte and the morphology of the obtained structure
*Corresponding author at: Laboratoire de Physique et Chimie des Interfaces, Faculté des Sciences, 5019 Monastir, Tunisia. Tel.: +216 73 500 278, mobile: +216 98456913; fax: +216 73 500 276 lotbej_fr@yahoo.fr (L. Beji)
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Received: ,
Accepted: ,
This article was originally published by Elsevier and was migrated to Scientific Scholar after the change of Publisher.
Peer-review under responsibility of King Saud University.

Available online 17 July 2010
Abstract
The anodic etching of n+-type GaAs (1 0 0) substrate in HCl aqueous solution has been investigated experimentally using an in situ current–voltage J (V) and capacitance–voltage C (V) measurements. In situ current–voltage, J (V), characteristics of the n+-GaAs/HCl interface exhibit the presence of three potential regions, which are attributed to different reaction mechanisms between HCl and n+-type GaAs surface. Also, current peaks appear in the J (V) characteristics which delimit the different potential regions. According to the Mott–Schottky relation, the characteristic C−2 (V) exhibits the presence of two linear regions separated by a shoulder at about 1.15 V. This shoulder indicates the formation of porous GaAs/HCl interface. Scanning electron microscopy (SEM) images shows that GaAs etched in HCl can produce various surface morphologies depending on the anodization current density. Reasonable assumptions on the dissolution mechanisms according to the variety of morphologies are given.
Keywords
Gallium Arsenide
Porous semiconductors
Electrochemical etching
1 Introduction
Pore formation is a well-known feature of many semiconductors under anodic conditions in different electrolytes, where the majority of research efforts have been concentrated on porous silicon (Foll et al., 2002). In recent years, III–V compound semiconductors, essentially InP, GaAs and GaP have been rendered porous in spite of the few and limited available data (Takizawa et al., 1994; Langa et al., 2001; Schmuki et al., 1996a,b; Sabataityte et al., 2002; Beji et al., 2003a,b, 2005; Belogrokhov et al., 1994; Mayerink et al., 1996). Electrochemical studies of the interface n+-type GaAs/HCl provide necessary information about the anodization process and also some insight into the fundamentals of the charge transfer and dissolution process. Moreover, the in situ J (V) measurements offer information about the range of potentials and current densities over which current flows and anodic films evolve, and/or dissolution takes place (Schmuki et al., 1996a,b; Jonathan et al., 2001; Clausen et al., 2003). However, in order to take full advantage of the formation of porous GaAs, we need a good understanding of the process which is taking place at the semiconductor/electrolyte interface. The aim of this work is to elucidate the electrochemical conditions under which local dissolution and pore formation occur and the factors controlling this process.
2 Experimental
Electrochemical etching was performed on commercialized epi-ready n+-type GaAs (Si-doped) substrate with a carrier concentration of 1.8 × 1018 cm−3 and (1 0 0)2° off toward (1 1 0) orientation. Prior to each experiment, the samples were degreased with acetone, propanol, and methanol, extensively rinsed with deionized water, and then blown dry in N2. Electric contact to the samples was established by smearing Ga–In eutectic onto the backside of the cleaved samples. The samples were then pressed against an o-ring in a Teflon electrochemical cell, with a platinum electrode, leaving 0.5 cm2 exposed to the etching solution prepared from 37 wt.% HCl. The samples were then maintained in the etch solution for 12 s to remove the native oxide. A Teflon coated magnet stirred the etch solution to maintain uniform distribution of the electrolyte. J (V) measurement of n+-type GaAs substrate in HCl solution is recorded using a computed SR310 Voltalab. The working electrode is our semiconductor sample whereas the counter electrode is the platinum electrode and the reference electrode is a saturated calomel electrode (SCE). Scanning electron microscopy (SEM) images were acquired using a PHILIPS XL30 equipped with a digiscan image acquisition archiving system and energy dispersive X-ray analysis (EDX).
3 Result and discussion
3.1 In situ electrical characteristics
Fig. 1 shows the schematic representation of the band diagram of n+-type GaAs in contact with HCl aqueous solution at zero bias voltage. When a semiconductor is in contact with an electrolyte solution, a charge transfer occurs through the interface providing equilibrium between the Fermi level of the semiconductor and the redox potential of the electrolyte. In the case of the n+-type GaAs (n = 1.8 × 1018 cm−3) in contact with HCl aqueous solution with redox potential (4.5 eV) higher than the n+-type GaAs Fermi level (4.11 eV) (Beji et al., 1998), represents an electron transfer from the semiconductor to the electrolyte (Fig. 1a). Furthermore, an electrically charged layer (ionic in the electrolyte and electronic in the semiconductor) will be formed. This situation induces the formation of an electric field in the space charge region, leveling the semiconductor Fermi level and the potential redox of the electrolyte solution, producing a band bending close to the electrolyte boundary (Fig. 1b). At the surface, the n+-type GaAs becomes depleted of majority carrier (electron) and a depletion layer, W, is formed (Fig. 1b). Under anodic bias, an excess electric field is induced and is responsible for electron transport at the interface. The electron transfer with the surface is limited by tunneling through the depletion layer or by carriers that overcome the barrier by thermal activation (Sze, 1981; Oscam et al., 1997). Furthermore, the space charge layer in the n+-type GaAs is an important current limiting factor in the electrochemical cell. Fig. 2 shows the current density, J, as a function of the applied potential, V, for an n+-type GaAs in hydrochloric acid solution (HCl). The potential was scanned from −1 V, at a rate of 5 mV s−1. Four distinctive regions are observed. At negative potential, the band bending is too small to allow interband tunneling and the n+-type GaAs/HCl solution behaves as a reverse–biased diode. Nevertheless, between potential values of 0 and 1.15 V, the magnitude of the anodic current is too small, which can be attributed to the reduction of H+ ion according to the following equation (Nozik, 1981).


For the occurrence of the material dissolution processes a sufficient concentration of holes (h+) has to be provided at the surface. This was preceded through trapping of valence band holes in surface bonds, nevertheless, in n+-type GaAs the holes are minority carriers and their density is very small. As a consequence, dissolution processes occur significantly at relatively high anodic bias where sufficient hole density is generated by breakdown mechanism. At relatively high anodic potential (extended from PFP to the first potential peak), an electron at the surface can be thermally excited from the valence band to the conduction band via the surface state (originating by chemical oxidation mechanism). Under high electric field, the electron created at the surface can generate electron–hole pairs and hence, generate free holes, which can contribute to the GaAs dissolution process. In addition, a valence band electron can tunnel to the conduction band and create free holes in the valence band. According to the reported data for n+-type GaAs, the electron field at the surface during electrochemical etching is of about 1.5 × 106 V cm−1 (Sze, 1981; Oscam et al., 1997) which is sufficiently high to allow electron tunneling.
At a more positive potential a second current maximum is observed, which is located at 3.62 V. The second maximum has not been reported before for n-type GaAs or p-type GaAs, but has been observed in silicon–hydrofluoric acid contact (Patel and Sahu, 2001; Huang et al., 2006). Above the observed first current maximum, the current density increases rapidly as the anodic potential is raised (Fig. 2). This region is attributed to the electropolishing and dissolution of the n+-type GaAs.
Above the second maximum the current decreases rapidly to a low value which shows a weak potential dependence. This region was suggested to be attributed to the passivation process of the n+-type GaAs by the formation of arsenic oxides according to the following equation.

3.2 Etched GaAs surface morphologies
A porous GaAs structure can be observed at the anodization current densities correspondent to the potential range between the breakdown potential and the potential where the current reaches the first maximum. This was proved by the SEM micrograph in Fig. 4a where the first pores are observed just after the breakdown potential. This SEM image shows the morphology of n+-type GaAs (1 0 0) anodized with a current density of 10 mA cm−2 in HCl (5 M) solution. It is clear that the anodized GaAs surface has a porous appearance with pores of various sizes and directions, the pore shapes are mainly oval as seen in Fig. 4a.
The pore openings are small and less clearly defined, indicating the progressive dissolution of the GaAs at the surface. In fact, with increasing of the current density to 60 mA cm−2 (Fig. 5a), the distribution density of the pores increased, and almost the entire surface was converted into a porous structure. Also, the diameter and the shape of the pores varied with the current density and the anodization time. The SEM cross-section (Fig. 4b) shows elongate cylindrical pores and when increasing current density, pores with a helicoidal structure are sometimes observed and the proportion of helical pores seems to increase with current density (Fig. 5b). Fig. 6a shows the morphology of n+-type GaAs (1 0 0) anodized with a current density of 100 mA cm−2 (located above the first maximum of the J (V) characteristics) in 5 M HCl solution. Some macropores separated by large flat surfaces appear on the surface of this sample. The large flat surface was caused by the electropolishing process and the pores by the dissolution process. Those two processes compete to govern the surface morphology of the porous structure in the mentioned region, and statistically the flat area on this surface and the very low intensity of the O (Kα) peak of oxygen in Fig. 6c prove that the electropolishing is predominant. Furthermore the SEM cross-section (Fig. 6b) shows that the inner structure is highly porous with no defined form.

Energy dispersive X-ray analysis (EDX) (Figs. 4c, 5c and 6c) reveals that the spectrum is that of As + Ga, where the intense bands are related to Ga (Lα) and As (Lα) peaks. The low intense band located at 0.52 keV is attributed to O (Kα) due to superficial oxidation during the electrochemical anodization process. The amount of gallium, arsenic and oxygen depend on the electrochemical anodization conditions. Arsenic and oxygen amount increased and decreased, respectively with increasing current density. Furthermore the variation of the amount of gallium element was random with the electrochemical conditions and lower than that of arsenic. Indeed, the obtained porous structures are arsenic-rich as a result of dissolving Ga. Because, it is known that, Ga is preferentially dissolved during the anodic etching in acidic media (Alqaradawi et al., 2003).
Before corrosion takes place, the surface of GaAs after etching and cleaning is arsenic-rich. Furthermore, the outermost exposed layer will be an As (1 0 0) plane with dangling bonds.
The first oxidation step is a hole captured by the surface bond with one Ga–As bond being broken. This process leaves a positive charge on the Ga instead of the As, since Ga has a lower electronegativity. AsGa+ is easily attacked by water molecules from aqueous solution because of the positive charge located at Ga. Two kinds of interactions may be involved.
One is the general interactions between the positive charges and the dipole from water molecules and/or the cation in the solution, i.e., non-specific adsorption. The other is the much stronger chemical reaction between water and the positive charge on the Ga atom. AsGa–OH can be formed and H+ is generated.
4 Conclusions
Pore growth can be initiated on n+-type GaAs (1 0 0) in HCl solution using electrochemical in situ characterization techniques like J (V) and C (V). The anodization process at the GaAs surface is governed by three regions including pore formation, electropolishing and passivation. Furthermore, anodic polarization of GaAs in acidic solution resulted in selective dissolution of GaAs leading to the formation of As-rich porous surface. Mott–Scottky plot shows the formation of a new interface porous GaAs/HCl-electrolyte and this suggestion is in accordance with the predicted pore formation potential from J (V) characteristics. Some chemical reactions which take place during the electrochemical anodization process are suggested and as demonstrated by SEM investigation, the morphology of the porous layers depends strongly on the electrochemical conditions. The chemical surface composition of the porous structures are analyzed by energy dispersive X-ray analysis (EDX) and discussed on the basis of suggested reaction mechanisms at the interface between n+-GaAs HCl based electrolyte.
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